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CASE STUDYPlease use the following to answer the next question:You have recently assumed the role of AI Governance leader for a California-basedmedical technology company. The organization primarily serves hospitals and has recentlyexpanded to include walk-in clinics located within local pharmacies.The company's core business focuses on diagnostic assistance powered by a largelanguage model LLM and back-office process optimization using Agentic AI, includingchatbots, medical record request handling, scheduling and billing.In preparation for its next round of funding, the board has asked you to prepare an AI Riskreport to demonstrate to investors how the company is addressing AI-related risks. Inpreparing the report you learn that last year the company generated 30 million dollars ingross revenue across the US, EU, India, and South Korea and that vendors are engagedfor various activities, including model testing and providing third-party AI solutions forchatbots.Which of the following best exemplifies human oversight capabilities you should enableunder the relevant AI laws?
A. The tool requires a medical doctor to approve a diagnosis before the diagnosis isentered into the patient's medical record.
B. The tool manual requires that all physicians are required to undergo specific training
regarding how to interpret the AI's output, and understand its limitations.
C. The agentic tool that helps schedule appointments and refill prescriptions leverages
Retrieval-Augmented Generation RAG to confirm there are no medication contraindications
before refilling.
D. The company has established an AI governance team within each of its departments
who are specifically required to evaluate the performance metrics, including anomalies, to
ensure the AI tool is operating correctly.
After completing model testing and validation, which of the following is the most importantstep that an organization takes prior to deploying the model into production?
A. Perform a readiness assessment.
B. Define a model-validation methodology.
C. Document maintenance teams and processes.
D. Identify known edge cases to monitor post-deployment.
Scenario:A distributor operating in the EU is responsible for selling imported high-risk AI systems tobusinesses. The distributor wants to ensure they fulfill all applicable obligations under theEU AI Act.All of the following are obligations of a distributor of high-risk AI systems under the EU AIAct EXCEPT?
A. Corrective actions
B. Verification of CE marking
C. Registration in EU Database
D. Communication with national authorities
Training data is best defined as a subset of data that is used to?
A. Enable a model to detect and learn patterns.
B. Fine-tune a model to improve accuracy and prevent overfitting.
C. Detect the initial sources of biases to mitigate prior to deployment.
D. Resemble the structure and statistical properties of production data.
In 2025, which U.S. agency ordered companies to provide information about the safety oftheir AI companion chatbots?
A. The Central Intelligence Agency CIA
B. The Department of Justice DOJ
C. The Federal Trade Commission FTC
D. The Federal Communications Commission FCC